Stockwoods partner Paul Le Vay spoke on a panel comprised of investment industry representatives and Staff of the Ontario Securities Commission on the topic of Current Regulatory Initiatives and Expectations regarding Investment Banking Practices at the Investment Industry Regulatory Organization of Canada’s (IIROC) Annual Compliance and Legal Services Conference on December 4, 2012. Paul is co-Chair of the Advocates’ Society’s Securities Litigation Practice Group. He regularly represents investment dealers and industry professionals in civil and regulatory proceedings.
